What did the US know about Soviet missile and space
plans and when did they know it? Fifty years of declassified American National
Intelligence Estimates, compared to what we now know was really happening
in Soviet programs, make a fascinating study. In some cases, the CIA reports
provide additional authoritative information on programs that the Russians
are still secretive about. In other cases, we can see where the Americans
had quite good inside or deduced information, and where they did not.
Throughout the space race, even when faced with a lack
of detailed information, the Americans generally made more realistic assessments
of Soviet future accomplishments than the Soviets did themselves. The Americans
quite clearly knew that the Soviets were not going to win the moon race
(that was the reason Kennedy selected that objective in the first place).In
general, they seem to have had little information on the inside details
and workings of Soviet programs until the late 1970's, when suddenly such
information becomes available. It may be conjectured whether this was due
to the availability of crucial human spies, the advent of improved communications
intercepts, or just the accumulation of small details until the picture
became clear. Whereas they did not know the true configuration of the first
Soviet ICBM's and space boosters until several years after they were in
service, they had full information on the Buran shuttle and Energia booster
before they were even rolled out. Perhaps this last knowledge was derived
from debriefings of Jewish space industry workers, who were allowed to
leave the Soviet Union in substantial numbers in the 1980's.
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1946 October 31 - CIG ORE of 31 October 1946 - Assesses
Soviet plans for rocketry and missile development. V-2 production is not
expected until 1950 at the earliest; transoceanic missiles unlikely until
well after 1956. However the writers have no hard intelligence on which
to base their conclusions. Download
here. (0.14 MB - right click to download!)
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1950 November 15 - CIA National Intelligence Estimate
of 15 November 1950 - The only means of Soviet delivery of nuclear weapons
through 1954 is seen as by aircraft; clandestinely (shades of post-2001
terrorist concerns); and possibly by a V-1-type cruise missile from a submarine.
Download
here. (1.67 MB - right click to download!)
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1951 September 15 - CIA National Intelligence Estimate
of 15 September 1951 - Any surprise attack against the US by the Soviet
Union through July 1952 would have to use one-way Tu-4 bomber missions
or clandestinely emplaced nuclear weapons. Development of a Soviet version
of the V-1 cruise missile is underway; possibly a sub-launched version
could be fielded in the near-term.Download
here. (0.86 MB - right click to download!)
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1953 March 5 - CIA Special Estimate of 5 March 1953 -
Assesses the potential for Soviet surprise attack of the USA through 1955.
The CIA is aware of Soviet development of single- and dual-engine versions
of the V-1, and of a version of the V-2. However these are not believed
to be capable of being fitted with nuclear warheads or of being positioned
so as to reach the United States. In fact work on Chelomei's V-1 derivatives
had been shut down a month earlier.Download
here. (0.66 MB - right click to download!)
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1953 June 16 - National Intelligence Estimate of 16 June
1953 - Soviet versions of the V-1 and V-2 are believed to be in limited
production. The Soviet V-1 is thought to be capable of being fitted with
a nuclear warhead for launch from submarines. In fact all further work
on Chelomei's V-1 derived missiles was shut down in February 1953 and further
cruise missile development centered on Mikoyan's Kometa cruise missile.Download
here. (1.23 MB - right click to download!)
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1954 October 5 - National Intelligence Estimate of 5 October
1954 - The CIA has considerable detailed information on the activities
of the German rocket experts in the USSR, and is able to make accurate
educated guesses as to the course of future developments. What are now
known to have been designated the R-1, R-2, R-3, and R-11 Scud ballistic
missiles are described with some accuracy (although CEP is estimated to
be much better than was actually achieved). Fielding of an ICBM based on
a 90-tonne thrust motor is considered likely no earlier than 1963. However
this is a speculative analysis; there is no firm information on the R-7
ICBM's configuration. The CIA has considerable information on the defunct
Chelomei program to copy and improve on the V-1 cruise missile, and still
believes it might be put into production. They accurately note that a missile
derived from the MiG-15 fighter would be much more capable (which was indeed
the course selected by the Soviets).Download
here. (3.08 MB - right click to download!)
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1955 December 20 - National Intelligence Estimate of 20
December 1955 - The CIA is aware of deployment of the R-2 and R-3 ballistic
missiles; of development of the R-3 and R-5 IRBM's for deployment by 1960;
and of the R-7 ICBM with deployment expected in 1960. First Soviet launch
of an earth satellite is expected in 1958. All of this was accurate - evidently
Sputnik was a surprise only to the public!Download
here. (0.58 MB - right click to download!)
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1957 March 12 - National Intelligence Estimate of 12 March
1957 - The CIA has characterised accurately the entire panoply of Soviet
ballistic missile development. The R-1, R-2, R-5, and R-12 intermediate
range missiles are described with some accuracy. The R-7 ICBM is known,
but the configuration is not understood. A satellite launch before the
end of 1957 is correctly expected. In all cases, the throw weights and
warhead masses of the missile are underestimated, and the accuracy is overestimated.Download
here. (3.44 MB - right click to download!)
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1957 December 17 - National Intelligence Estimate of 17
December 1957 - The first assessment of the CIA after the R-7 Sputnik and
ICBM launches over the previous four months indicate the lack of any detailed
information on the program. The configuration of the R-7 is unknown and
speculative. Deployment plans are completely speculative, amounting to
100's of missiles and dozens of launch sites (in fact only five operational
launch pads would ever be built). The R-7 flight test failures in May and
July 1957 were undetected by the CIA. However they were aware of the construction
of the ICBM launch facilities at Tyuratam, accurately noting work had begun
there in mid-1955.Download
here. (1.09 MB - right click to download!)
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1958 August 19 - National Intelligence Estimate of 19
August 1958 - The Missile Gap NIE - wild fantasies, perhaps a reaction
to the Sputnik shock. The CIA predicted that 100 Soviet ICBM's would be
deployed by 1959, and 500 by 1962 (actual number: one launcher). They expected
Russian probes to Mars and Venus by 1958; a manned flight and robot landings
on the moon by 1960; manned circumlunar flights by 1962, a Soviet manned
lunar landing by 1965, and thereafter manned interplanetary expeditions.
All this vastly exceeded even Korolev's ever-optimistic dreams... On the
other hand, the intelligence community was slowly getting to the correct
configuration of the R-7 ICBM. Ground-based photography indicated that
the rocket stage orbited with the first Sputniks was 16 to 17 m long -
much too long for a third stage, and probably too long for a conventional
second stage. Therefore, while clinging to the belief that it was a two-stage
vehicle, they 'cannot eliminate the possibility' that the R-7 was some
kind of one-and-a-half or parallel staging vehicle.Download
here. (2.63 MB - right click to download!)
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1958 November 25 - Memoranum Supplement to National Intelligence
Estimate of 25 November 1958 - The Missile Gap starts to unravel ... Noting
the slow rate of ICBM tests, the CIA moves back their date for 500 operational
Soviet ICBM's to 1963, and notes that in any case this number is just conjecture,
not based on any knowledge of intentions or capabilities...Download
here. (0.11 MB - right click to download!)
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1959 September 8 - National Intelligence Estimate of 8
September 1959 - The Missile Gap begins to evaporate. An unusual advance
notice to the November 1959 NIE notifies the government that in fact the
Soviet ICBM is not a crash program. Deployment of a provisional system
of ten missiles and one launcher may have already occurred, but construction
of additional launchers and missiles does not seem to be underway. On the
other hand, the opinion solidifies that the R-7 is of a parallel or stage-and-a-half
configuration. Interestingly, it is known that the R-12 uses and four-chamber
rocket engine.Download
here. (0.60 MB - right click to download!)
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1959 November 3 - National Intelligence Estimate of 3
November 1959- The Missile Gap is gone. R-7 flight test continues at a
measured pace, but there is no evidence whatever of production or deployment
beyond the single pad at Tyuratam. The R-7 configuration is now seen to
definitely use parallel staging. Download
here. (3.15 MB - right click to download!)
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1960 January 15 - Memoranum Supplement to National Intelligence
Estimate of 3 November 1959 - A supplement to the NIE of November 1959
backpedals on ICBM accuracy and reliability estimates. Download
here. (0.13 MB - right click to download!)
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1961 April 25 - National Intelligence Estimate of 25 April
1961 - R-7 ICBM development is now seen to be continuing very slowly. The
various intelligence agencies disagree if the system has even been made
operational in a limited manner. The configuration of the missile has now
been deduced with considerable accuracy, although the lift-off mass and
thrust are still underestimated by 20%. Construction of the R-7 ICBM pads
at the new Angara missile base at Plesetsk have been detected, as well
as what are believed to be two additional R-7 launch areas at Tyuratam
(One of these, Area 31, is indeed the second R-7 pad, which will begin
use in January-February 1961. However the other is Area 41, being built
for Yangel's R-16 ICBM, development of which has not yet been detected
by the CIA). The CIA notes the first manned flight has occurred (a year
later than their original prediction) and makes more realistic assessments
that a Soviet manned circumlunar flight will come no earlier than 1966
and a manned lunar landing no earlier than 1970. This last prediction is
interesting in the context of Kennedy's decision a month later to land
an American on the moon before 1970.Download
here. (5.34 MB - right click to download!)
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1961 December 29 - The Role of Space Weapons in a Future
War - CIA Translation of the Top Secret Soviet paper by Lt-General M Korenevskiy,
which appeared in Issue 1 of Military Thought, published on 29 December
1961. Download here.
(0.78 MB - right click to download!)
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1962 December 5 - National Intelligence Estimate of 5
December 1962 - The first NIE dedicated solely to the Soviet Space Program
is significantly less cautious than the combined missile/space report of
a year earlier. Manned rendezvous and docking is now expected by 1963;
and a manned lunar landing by 1967 to 1968. There doesn't seem to be any
hard intelligence that the Soviets are pursuing development of bigger boosters
or a moon program (in fact they weren't), but these are based on a presumed
Soviet capability to "concentrate human and economic resources on priority
objectives" (which space exploration never was).Download
here. (1.88 MB - right click to download!)
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1965 January 27 - National Intelligence Estimate of 27
January 1965 - The optimistic projections of the last available Soviet
space NIE in 1962 has faded. The Soviet space program is correctly assessed
as being stalled, with numerous failures and new boosters and spacecraft
being developed to regain momentum. Development of the Proton booster has
been detected (seemingly only from satellite observation of launch complex
construction), but the payload potential is overestimated by 150%. It is
expected it will be used to launch a space station and manned circumlunar
flights by 1967-1968. Development of the N1 has been detected, and a first
launch was expected by 1968. However the CIA cannot assess the Soviet program
as being competitive with the US Apollo - there is no chance of a Soviet
manned lunar landing before 1969. The N1 is assessed as being smaller than
it actually was, meaning an earth-orbit-rendezvous technique would be needed
to support a lunar landing, which could only occur as early as 1969 if
everything went right.Download
here. (2.42 MB - right click to download!)
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1967 March 2 - National Intelligence Estimate of 2 March
1967 - less redacted version - LBJ Library Version, with fewer redactions,
obtained by Peter Pesavento. Full commentary is at NIE
11-1-67. Download
here. (1.66 MB - right click to download!)
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1967 August 3 - National Intelligence Estimate of 3 August
1967 - Communist China's Strategic Weapons Program - Limited deployment
of the DF-2 MRBM is expected within six months, with an ICBM not being
deployed until the mid-1970's. Download
here. (1.12 MB - right click to download!)
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1969 June 19 - National Intelligence Estimate of 19 June
1969 - On the eve of America's win of the moon race, the CIA seems to have
a full understanding of the Soviet space program. The Zond missions are
rightly seen as an attempt at manned circumlunar flight that has been abandoned
due to continuing booster unreliability and the loss of any propaganda
value after Apollo 8. The N1 booster is seen as supporting a manned lunar
landing and a large earth orbit space station, but the expected launch
attempts were not observed (the CIA completely missed the failed N1 launch
of January 1969). In any case, no Soviet lunar landing could be expected
until 1972 at the earliest. It was expected that a Soyuz-derived space
laboratory would be used for a 90-day mission (which never happened, although
the contemporary Soyuz VI project had this goal). A Proton-launched space
station would be orbited by the mid-1970's (actually 1971 under the crash
Salyut project).Download
here. (1.74 MB - right click to download!)
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1969 June 23 - National Intelligence Estimate of 23 June
1969 - A flash update to the strategic missile forces estimate reveals
the high tempo of test and deployment of Soviet nuclear forces, especially
the feared R-36 ICBM. This assessment makes it clear the enormous effort
being exerted by the Soviet Union to achieve missile parity, at the expense
of their manned space program.Download
here. (0.56 MB - right click to download!)
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1970 March 26 - National Intelligence Estimate of 26 March
1970 - The first post-Apollo assessment of the Soviet space program finds
it to be in disarray. The N1 pad explosion of July 1969 is believed to
have set the moon landing program back at least two years (the CIA believes
both pads must be in use to support an earth-orbit rendezvous twin-launch
mission profile). The CIA however believes that the Soviets believe that
this will work to their advantage, putting their lunar landing program
after the American Apollo program was completed and in the absence of any
American manned spaceflight activity. Continuing Proton reliability problems
are led to intractable quality assurance problems, and will delay the launch
of the Salyut space station. Rendezvous problems with Soyuz 6-7-8 indicate
the CIA's expected Soyuz-derived space laboratory is in jeoprdy. Interestingly,
the use of Soyuz 6-7-8 to observe ICBM launches was noticed by American
intelligence.Download
here. (0.25 MB - right click to download!)
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1971 July 1 - National Intelligence Estimate of 1 July
1971 - The CIA notes the success of the Lunokhod robot lunar rover and
Salyut space station (neither predicted in their earlier estimates). But
they perceive a disenchantment of the Soviet leadership with the space
program, leading to budget cutbacks and a concentration on modest earth-orbit
activities (as did occur). They also accurately predict that the Soviets
will seek some kind of cooperative space project to remedy the technical
and managerial problems that have prevented their program from beating
the Americans to the moon. A manned lunar landing program is believed to
be still underway, but leading to a landing no earlier than 1975-1976 as
a precursor to a lunar base. The CIA knows accurately the configuration
of the N1, but persists in its overestimate of its weight and performance,
crediting it with nearly double its actual payload. Interestingly, they
assess that it might have a complexity level that was beyond Soviet technological
capabilities (it would be cancelled three years later). The CIA is aware
of Russian development of high-energy rocket engines using fluorine or
hydrogen.Download
here. (2.41 MB - right click to download!)
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1973 December 20 - National Intelligence Estimate of 20
December 1973 - The CIA finds Soviet space technology to be dismal, with
development of a US-style space shuttle beyond their capability. They have
detected the different configuration of Salyut 2 from Salyut 1, but seem
unaware of the entirely independent Almaz military space station program.
An acute slow-down in development of the N1 superbooster has been detected,
with a Soviet manned lunar landing now slipped to 1978, or the 1980's if
another launch failure occurs. They seem to have discovered the true name
of the N1 (redacted material).Download
here. (0.73 MB - right click to download!)
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1974 June 13 - National Intelligence Estimate of 13 June
1974 - China’s Strategic Attack Programs - A slowdown or even cessation
in China's development of long-range ballistic missiles is noted. The ICBM,
it seems, will be mainly devoted to satellite launch activities in the
future. China seems to seek only a 'token' ICBM force, with deployment
no earlier than 1978. Probably satellite payloads include reconnaisance
satellites but manned spacecraft are not mentioned.Download
here. (2.53 MB - right click to download!)
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1974 October 15 - Inter-Agency Intelligence Report - A
Soviet Land-Mobile ICBM - The CIA notices the heavily-secret Soviet development
of the Temp-2S mobile ICBM. The question of the very existence of the missile
became a hot political topic during the Carter presidency and an example
of the 'Evil Emprire's' peridy during the Reagan administration.Download
here. (1.52 MB - right click to download!)
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1975 November 15 - Inter-Agency Intelligence Memorandum
- Soviet Depenence on Space Systems - Copy 221, release obtained by Peter
Pesavento. More extensive but sometimes different redactions from official
CIA release copy 219. An extensive discussion of Soviet military satellite
capabilities, a useful addition and a parallax view to information released
by the Russians in the 1990's.Download
here. (1.27 MB - right click to download!)
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1975 November 15 - Inter-Agency Intelligence Memorandum
- Soviet Depenence on Space Systems - CIA release version of Copy 219.
Less extensive but sometimes different redactions from 221. Download
here. (1.56 MB - right click to download!)
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1980 August 6 - National Intelligence Estimate of 6 August
1980 - Soviet Military Capabilities and Intentions in Space - By 1980 the
Soviet Military had completed deployment of mature first generation military
space systems. This CIA report surveys them, noting the differences with
American equivalent programs. The Soviet Union is assessed as developing
a small manned spaceplane (a recurring CIA theme in the 1980's, and actually
a low-priority Soviet program). The CIA also believes that Russia is developing
a large-scale space shuttle (Buran) but the DIA disagrees, believing it
is only in the concept stage. Development is fully underway of second-generation
Soviet military systems, but the scope of this work is not fully appreciated
by US intelligence. They are believed to be developing a new sensor for
their existing conventional anti-satellite system and developing a space-based
laser anti-satellite weapon.The CIA has detected the facilities work related
to development of the Energia and Zenit-2 boosters, but makes some incorrect
guesses as to their configuration and makeup. Over the years a sophisticated
understanding of the organization of the Soviet space industry has been
obtained, including correct identification of the major design bureaux,
their chief designers, and the interlocking roles of the MOD, MOM, VPK,
etc.Download here.
(2.76 MB - right click to download!)
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1982 June 15 - InterAgency Intelligence Memorandum of
June 1982 - CIA Review of the organization and accomplishments of the KGB/GRU
technology acquisition effort. Most space/missile related effort seems
to concentrate on solid propellant rocketry, with liquid propulsion (in
which the Soviets had a lead) barely mentioned.Download
here. (1.12 MB - right click to download!)
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1982 October 15 - National Intelligence Estimate of October
1982 - An overview of what the CIA knew about Soviet ABM development and
what the future possibilities were. The existing system was correctly seen
as rather limited, but the confusion about the whole project's objectives
and future course mirrored the Soviet's own internal disagreements on the
subject.Download
here. (1.66 MB - right click to download!)
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1983 July 15 - National Intelligence Estimate of July
1983 Volume I - Key Judgements - With no indication to the CIA that the
regime had only seven years left, they project Soviet space developments
to the end of the 20th Century. However, the they admit that it honestly,
for (deleted) reasons, was having great difficulty anticipating Soviet
space developments....
They expect electronic antisatellite weapons to be
developed, but no particular development of conventional ASATs. A space-based
laser ASAT may be tested by the 1990's, in two versions (low-altitude and
geosynchronous - echoing contemporary NPO Energia studies on use of the
DOS space station as a weapons platform). Soviet space capabilities in
a war situation are seen as limited due to the ground facilities not being
hardened and no evidence of development of ICBM-launched small emergency
satellites (actually, this was underway, with the secretive Perimetr system
having just completed its state acceptance trials the year before. Deployment
of a high-altitude signals intelligence system was expected, and perhaps
manned lunar bases or Mars expeditions in the 1990's.Download
here. (1.23 MB - right click to download!)
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1983 July 15 - National Intelligence Estimate of July
1983 Volume II - The CIA knew the name and precise configuration of the
Buran space shuttle years before it flew, the report reveals. They also
were well aware of development of the MiG-105 small manned spaceplane,
and trace its concept and development correctly. Plans for the Mir space
station are sketched out, and they know that the add-on modules will be
based on the TKS space tug.Download
here. (4.39 MB - right click to download!)
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1984 November 15 - National Intelligence Estimate of November
1984 - Key Judgements and Summary - Additional details to the Key Judgements
volume. Download
here. (0.55 MB - right click to download!)
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1984 November 15 - National Intelligence Estimate of November
1984 - Key Judgements - The CIA reviews how and what US space technology
has been transferred to the Soviet Union. The assessment is that certain
Soviet space systems are so similar to US systems that they must be direct
copies based on detailed technical knowledge. The Soviet Buran shuttle
is singled out, with the CIA estimating that the Russians saved $750 million
in development costs by copying US technology.Download
here. (0.22 MB - right click to download!)
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1984 December 15 - Inter-Agency Intelligence Memorandum
- the Soviet Approach to Nuclear Winter - December 1984 - The CIA tries
to unravel whether stated Soviet concerns over the possibility of nuclear
winter (catastrophic global climate change after a nuclear war) are genuine
or just some kind of propaganda campaign. Download
here. (1.58 MB - right click to download!)
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1985 August 15 - Special National Intelligence Estimate
of August 1985 - the Soviet Reaction to Stealth - The Soviet reaction to
the pending American deployment of stealth systems, and the state of their
own stealth technology, are assessed by the CIA. Download
here. (1.06 MB - right click to download!)
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1985 December 15 - National Intelligence Estimate of December
1985 - The CIA surveys widespread Soviet military manned space experiments
and finds them difficult to assess. There seems to be a huge deployment
going on in preparation for a space-based defense system, but no sign of
any weapons to equip such a system. Download
here. (0.70 MB - right click to download!)
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1985 December 15 - National Intelligence Estimate of December
1985 - The CIA surveys the massive explosion of Soviet spending in military
space technology in the 1980's. The program is so broad and deep that it
is difficult to discern its objectives, except that the investment will
make the Soviet Union ready to exploit any technological breakthroughs
they may achieve in anti-satellite or submarine-detection technology. The
CIA did not appreciate that this very effort would contribute greatly to
the breakup of the Soviet Union in just a few years...Download
here. (0.23 MB - right click to download!)
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1986 March 15 - Inter-Agency Intelligence Memorandum -
Soviet Weapons Systems Production - March 1986 - The CIA's assessment of
the production rates of weapons systems, including space boosters and ballistic
missiles, in the period 1976-1985. Download
here. (0.31 MB - right click to download!)
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1987 June 15 - Inter-Agency Intelligence Memorandum -
Soviet Weapons Systems Production - June 1987 - The previous year's estimate
updated through 1986. Download
here. (0.31 MB - right click to download!)
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1988 September 15 - Assessment - Soviet Reusable Space
Systems - September 1988 - The CIA correctly discerns two manned spaceplane
programs, and the fact that both designs are being handled by the Molniya
bureau. The small military spaceplane originated in 1962 at the Mikoyan
bureau, was taken to subsonic flight test phase in the 1970's, but then
put on the back burner to the higher priority Buran shuttle program. With
the shuttle program entering flight operations, the Molniya bureau has
turned back to the smaller spaceplane. But the CIA fails to discern that
a developed version of the spaceplane is to be used for air-launch only,
and instead reinforces speculation since the early 1980's that the small
spaceplane will be launched on the Zenit-2 booster.Download
here. (0.45 MB - right click to download!)
1991 August 8 - National Intelligence Estimate of
November 1999 - With the Soviet Union on the edge of total disintegration,
the CIA assesses the prospects for further missile development in the next
decade. Download
here. (0.36 MB - right click to download!)
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